{"id":2,"date":"2021-11-02T17:30:35","date_gmt":"2021-11-02T17:30:35","guid":{"rendered":"https:\/\/commfi.com\/?page_id=2"},"modified":"2021-11-02T21:50:24","modified_gmt":"2021-11-02T21:50:24","slug":"sample-page","status":"publish","type":"page","link":"https:\/\/commfi.com\/","title":{"rendered":"HOME"},"content":{"rendered":"<h1>A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM\u2019S OVERALL INFRASTRUCTURE<\/h1>\n<p>Regulatory requirements have taken center stage across the financial services industry, straining the resources of firms as they attempt to comply with a regulatory landscape that seems to be constantly evolving.<\/p>\n<p>Our team combines hands-on experience with a robust technology platform to produce customizable compliance solutions and serve as your complete outsourced compliance resource.<\/p>\n<h1>AREAS OF EMPHASIS<\/h1>\n<h2>COMPLIANCE PROGRAM<\/h2>\n<p>\u2014 In line with the requirements of securities regulators, we customize a solution for your particular needs. Our team continuously analyzes securities regulations and how they directly apply to your business and develops a tailored compliance program to satisfy regulators and ensure your firm remains current in its compliance obligations.<\/p>\n<h2>ANNUAL REVIEWS<\/h2>\n<p>\u2014 Since regulators look favorably upon a thorough review process conducted by experienced, independent professionals, our team of experts eliminates the worry for you with a comprehensive review service that covers all necessary areas of the firm and its compliance program.<\/p>\n<h2>SURVEILLANCE &amp; MONITORING<\/h2>\n<p>\u2014 Regular monitoring of your firm\u2019s compliance policies and procedures is crucial to maintaining a strong and robust compliance program. We believe a shifting regulatory landscape demands a dynamic approach to keep you ahead of the curve.\u00ad\u00ad<\/p>\n<h1>CONTACT:<\/h1>\n<p>Irwin Menken | 646-334-1245 | <a href=\"https:\/\/web.archive.org\/web\/20200225015159\/mailto:irwin@commfi.com\">irwin@commfi.com<\/a><\/p>\n<h2>IMPLEMENTATION<\/h2>\n<ul>\n<li>Full review and gap analysis of existing compliance infrastructure<\/li>\n<li>Customize plan to bring firm into full compliance with regulations<\/li>\n<li>Set up on C3 technology<\/li>\n<\/ul>\n<h2>REGULATORY INTERFACE<\/h2>\n<ul>\n<li>Have experience with industry, state and federal regulators<\/li>\n<li>Prepare for and have led numerous regulatory audits<\/li>\n<li>Recognize current regulatory areas of emphasis and prepare clients accordingly<\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>A VIGOROUS COMPLIANCE PROGRAM IS AN ESSENTIAL ELEMENT OF A FIRM\u2019S OVERALL INFRASTRUCTURE Regulatory requirements have taken center stage across the financial services industry, straining the resources of firms as they attempt to comply with a regulatory landscape that seems to be constantly evolving. Our team combines hands-on experience with a robust technology platform to produce customizable compliance solutions and serve as your complete outsourced compliance resource. AREAS OF EMPHASIS&hellip;<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"open","template":"","meta":{"footnotes":""},"class_list":["post-2","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/pages\/2","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/comments?post=2"}],"version-history":[{"count":4,"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/pages\/2\/revisions"}],"predecessor-version":[{"id":17,"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/pages\/2\/revisions\/17"}],"wp:attachment":[{"href":"https:\/\/commfi.com\/index.php\/wp-json\/wp\/v2\/media?parent=2"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}