Regulatory Compliance Update

C3 Compliance is providing the following information to assist fund managers in understanding and planning for current and upcoming changes in SEC compliance requirements. This is summary information only. Contact us for detailed guidance and a professional assessment of your needs. SEC Floats Sweeping New Rules Impacting Private Fund Advisers On 9 February 2022 the Securities and Exchange Commission proposed a set of new rules under the Investment Advisers Act…

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